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Chapter One
Introduction
1.1 Background of the Study
Federalism, according to K.C Wheare, is the method of dividing powers so
that the central and regional governments are each, within a sphere,
co-ordinate and independent. He said that the characteristics of this
Federal Principle are the division of powers among levels of government,
a written constitution showing this division of powers and co-ordinate
not sub-ordinate supremacy of the two levels of government with respect
to their functions (K.C Wheare, 1953: 10).The practice of federalism in
Nigeria is one of the legacies the British colonial masters bequeathed
to Nigeria. Local government is born out of federalism because
federalism has to do with the division of power between the central and
the component units local government is a component in a federal system,
it is recognized as a third tier of government which is charged with
the responsibility at the grass root. The local government performs
certain functions assigned to it by the constitution and the local
government is to be autonomous in its own to carry out all its
responsibilities without interference from the central government. The
local government should do precisely the word government in its own
sphere. The evolution of local government in Nigeria has undergone a lot
of changes and all these are geared towards making the local government
a system that could serve the purpose for its creation. But
specifically in 1976, under General Olusegun Obasanjo’s regime
introduced the 1976 local government reform. The reform recognized the
local government as the third tier of government in the Nation and it is
expected to do precisely what the word local government implies that
is, governing at the local level. The reforms also intend to stimulate
democratic self government, encourage initiative and leadership
potential and entrain the principle of this reform for the local
government to be autonomous having the freedom to recruit and manage its
own staff, raise and manage its own finances, make policies, laws and
provide services within the limits of its resources and functions
without interference, the local government system in Nigeria still have
some constraints that have impeded it’s autonomy. (Okoli, 2005: 107).
This research work puts in focus, Ofu local government area in Kogi
state. It will investigate the autonomous nature of the local government
area and see the level of services that has been delivered in the area.
Ofu local government area of Kogi state was created out of Idah local
Government Area In May, 1989 in the then Benue state by the Federal
Military Administration of Nigeria led by General Ibrahim Badamasi
Babangida. It has nine districts. They are; Ugwolawo, Itobe, Igalaogba,
Ojokogbe, Aloji, Ejule, Ogbonicha, Igo, Omache and Ofoke. The
hand-quarter of the goo-political entity is Ugwolawo, the historical
town that provides haven for the only Federal Government College in the
Kogi Eastern Senatorial district. Graphically, the local government
share boundaries with Dekina Local Government Area of Kogi state to the
North while also sharing boundary with Ankpa local government to the
south. Ofu local government equally shares boundary with Olamaboro local
government area to the South East and also sharing boundary with
Ajaokuta local government area to the west. The local government area
occupies a landmass of almost 8,747.5 square kilometer and a perimeter
of 252.5 kilometers. The 1991 census figure of National population
commission puts the population of the people at 112,697. The people are
predominantly Farmers. The Land is fertile for large scale production of
crops like maize, beans, groundnuts, rice, cassava, melon, guinea corn,
Barbara nuts and so on while mangoes, cashew, palm trees, cocoa e.t.c
yield in abundance for commercialization. The place is equally endowed
with mineral resources like caoline, lime, marble, galena, fieldpars
e.t.c lie beneath the earth there in large quantity for exploration. As
it is the characteristic that is always endemic of the countries of the
Sub-Saharan Africa, cultural activities are of paramount importance to
the people of Ofu. Their tourist delights include Uloko Amo Waterfalls
at Ofokopi, Ugbakoji hills in Itobe, Egane Waterfalls, Ofakete Natural
Bridge and Ala Natural funnel.
1.2 Statement of the Problems
Local government Autonomy is meant the Freedom of the local government
to recruit and manage its own staff, raise and manage its own Finances,
make policies, laws and provide services within the limits of its
resources and functions without interference. Before the 1976 Local
Government Reform, Local Governments were under the direct tutelage of
the state government which vested with the exclusive powers to make and
unmake them. As a result, Local Governments were subjected to excessive
controls by their respective state governments. These controls by their
respective state governments were carried out through such mediums as
approval of bye-laws and major contracts, appointment of certain
categories of professional and administrative staff, approval of annual
estimates and loan proposals and funding through grants-in-aid. These
control measures posed negative consequences as they culminated into
delays which in turn frustrated many important policies and programmes
in the local government area. In addition, state governments created,
modified, dissolved and suspended local government councils at will. The
states had the power to abolish their local government system. In fact,
local government existed at the mercy of the state.
The autonomy of local government in Africa countries such as Nigeria is
more in theory than in practice. As Olowu (1988:71) succinctly puts it:
Most government has opted for the direct control by central government
of their local governments through a battery of legal, financial and
administrative controls… So called “local government” units of central
governments or worse still, exist as parallel institutions to the
government’s field administration controlled by both the central and
field units.
The heavy dependence of local governments in Nigeria for instance on
statutory allocation from the Federal government whittles down the
autonomy of the former. It puts local government at the mercy of the
federal government. Furthermore, successive Nigerian governments (both
federal and state) have interfered in the actual functioning of the
local government. For instance, between 1984 and late 1987, local
government councils were abolished and the administration of the affairs
of the local government were placed entirely on the sole administrator.
Again, in 1994, the elected local government council were disbanded by
the military government of General Abacha and replaced with caretaker
committees (Ezeani, 2004). Also the financial autonomy of local
governments has on many occasions been tempered with by the state
governments. This is currently the case in Nigeria were some state
governments confisiticate federal allocations to the local government
and give whatever amount they like to the chairman to run the local
government. (Ezeani, 2004:86). Despite these for reaching measures as
recommended by the 1976 local government reform thereby making it the
bedrock of modern local government system in Nigeria, One can safely
assert that the local government still has some constraints that have
actually impeded its success. These in the view of Olugbemi (1986) can
be summarized as;
– Continued jurisdiction of state government over the most important
functions allocated to local government in the guidelines and as
stipulated in the fourth schedule of 1999 constitution of the federal
republic of Nigeria.
– Continued imposition of various central government, it controls the
selection of councilors, in budgeting and budget control, in policy
determination including the determination of fiscal policies, in
personnel management etc which tend to diminish the value of government
in local governments.
Therefore, the study will seek to provide empirical and verifiable answers to these problems based on the following questions.
– Does Federalism guarantee local government autonomy?
– Is Nigeria local government system (Ofu Local Government) autonomous?
– Does the granting of full autonomy to the local government enhance its service delivery?
1.3 Objectives of the study
Every research work encapsulates and embodies diverse objectives to be
achieved at the end of the research. Thus, the broad objective of this
research work is to assess “the Nigerian Federalism and local government
autonomy specifically Ofu local government area of Kogi state.
Specifically however, the study attempts to:
– To ascertain if federalism guarantees local government autonomy.
– To investigate if Nigeria local government system (Ofu local government) is fully autonomous.
– To explain if full autonomy is given to Nigeria local government
system (Ofu local government) will enhance its service delivery.
1.4 Significance of the Study
The significance of this study is divided into two viz: Theoretical and practical.
At the theoretical level, it will add to the frontier of knowledge of
Nigerian Federalism and local government autonomy. This research will
serve as a resource base to other scholars and researchers interested in
carrying out further research in this field subsequently, if applied
will go to an extent to provide new explanation to the topic. At the
practical level, the study will help our policy makers and those in
power to see the negative effect of lack of local government autonomy,
and in a way make the leaders see reasons or how effective the
government at the grass root (local government) will become if given
full autonomy.
1.5 Literature Review
As a topical area of study, a number of scholarly works had been done,
especially on interpretations of variables related to this topic. The
importance of reviewing relevant literature cannot be over emphasized.
Fox (1969) and leady (1974) argued that if contemplated research is to
contribute to the relevant discipline then the researcher must
understand the discipline. They pointed out that the most directed way
of doing this is to read the basic writing of other thinkers. As a style
of organizing the review, this work adopts the thematic approach to
organize the literature. By this, issues are reviewed based on
similarity, conformity or ideas. The review is therefore done under
three themes identified as variables under study. This is also to ensure
proper organization and easier understanding for readers. The themes
are; Federalism, local government and local government autonomy in
Nigeria.
Federalism:
The concepts of Federalism bristles with difficulties as there are quite
a number of views or opinions trying to explain this elusive term
(there is no unanimity of opinions). As Daniel Elazer (1992) observed,
“there are several varieties of political arrangements to which the term
is properly been applied” (Jinadu, 1980:26). William Ricker also
pointed out that “an initial difficulty in any discussion of federalism
is that the meaning of the word has been thoroughly confused by dramatic
changes in the institutions to which it refers” (Ibid). The word
Federalism etymologically has its root from the Latin word “Foedus”
meaning compact or league. From the same Latin word “Foedus” the
following English words “Federal, Federate,” and the word federation”
came into existence and found their ways into the stream of English
language, politics and law. In constitutional law the word “Federal” is
commonly employed to express a league or compact between two or more
states to become a United Nation under the central government called the
“federal government.”
According to K.C., Wheare, (1953:10) is the method of dividing powers
so that central and regional governments are each, within a sphere,
co-ordinate and independent. According to him, the characteristics of
this federal principle are the division of powers among levels of
government, a written constitution showing this division and
co-ordinate, not sub-ordinate supremacy of the two levels of government
with respect to their functions. Wheare’s central argument is that
federalism will be adopted if people in the constitutional units
Desire to be under a single independent government for some purposes at
any rate and desire at the same time to retain or to establish
independent regional government on some matter at least. (K.C Wheare,
1963: 35-36).
From Wheare’s definition of federalism, the constitutional provision
protects the autonomy of different regional levels of governments and as
such neither the central or regional governments are subordinate to
each other, but rather the two levels of government are coordinate and
independent.
William Livingston (1956:1-2) looked beyond the narrow confines of
legal formulation to the general systemic view and saw federalism as the
product of the interaction of socio-cultural and political factors,
while observing that the documentary constitution may be a poor guide to
whether a political system is Federal or otherwise. He explained that:
The essential nature of Federalism is to be sought for not in the shade
of legal and constitutional terminology, but in the forces, economic,
social, political and cultural that has made the outward forms of
Federalism lies not in the institutional structure but in the society
itself. Federal government is a device by which the federal qualities of
the society are protected. (Livingston, 1956:3).
This is a departure from Wheare’s legal construct; Livingston
demonstrates interaction between constitutions framework and
socio-cultural structures. In effect, he shows that the form of
constitution is not dependent of the centripetal and centrifugal forces
operating in the society. Livingston went further to distinguish between
a federal constitution; which is the legal document, and a federal
society necessitates the federal constitution. He notes the Federal
constitution to mean the arrangement incorporating the federal
principles, such as the division of powers while the federal society is
one with a plurality of ethnic groups with different historical,
cultural and linguistic backgrounds, but in which each ethnic group
occupies a marked and distinct geographical location from the others.
Federalism therefore becomes a device for compromising unity in
diversity. Livingston (1956:3).however emphasized the need for common
political tradition if federalism is to survive asserting that “of all
the factors that go into matrix out of which Federations are produced
similarly of social and political tradition is probably the most
important.
Livingston concluded that the political institutions of Federalism once
created, “May themselves shape the pattern of society by determining the
channels which these social pressures will flow, in short, the
constitution affects and is effected by societal diversities”.
The problem with the above analysis is while stating the factors, which
affect the operations of a federal system; it is vague on which of these
factors are necessary conditions for the formation of a federation.
Similarly, Livingston’s definition of federal system’s so broad that all
societies with division of powers can find niche in the classification.
For example, this approach does not help in sorting out the boundaries
between federal states like U.S.A and decentralized system like Britain.
Carl Friedrich (1963:35), shares a similar view with K.C Wheare.
According to him, Federalism should be seen as a process by which unity
and diversity are politically organized and this process include all
political phenomena, persons, institutions and ideas. He described a
federation as union of group selves, united by one or more objectives
but retaining their distinctive group level, while association is on the
interpersonal level. He noted that federalism without destroying
themselves that are uniting and is meant to strengthen them in their
mutual relations. Friedrich argued that federalism should be a process.
The process by which a number of separate political communities enter
into arrangements for working out solutions, adopting joint policies and
making joint decisions on joint problems and conversely also the
process by which a unitary political community becomes differential into
a federally organized whole.
Itse Sagay (2003) corroborates with Wheare by posting that Federalism is;
An arrangement whereby political power within a multinational country
are shared between a Federal or central authority and a number of
regionalized governments, in such a way that each unit, including the
central authority, exists as a government separately and independently
from the others, operating directly on persons and property within its
territorial area, with a will of its own and its own apparatus for the
conduct of affairs and with an authority in some matters exclusive of
all others. In a federation each government enjoys autonomy, a separate
existence and independence of the control of any other government. Each
government exists, not as an appendage of another government but as an
autonomous entity in the sense of being able to exercise its will on the
conduct of its affairs far from the direction by any government.
The above definition is in line with Wheare’s own stipulation that in
the Federal system, there is no hierarchy of authorities, with the
central government on the others. All governments have a horizontal
relationship with each other.
Another scholar on the discussion of federalism is Austin Ranny (1993:
789) who sees federalism as a system of government where power is
divided between a national government and several sub-national
governments, each of which is legally supreme on its assigned sphere. He
noted that Federalism was adopted as political expediency, adding that
Federalism has been widely praised as of the grant American contribution
to the art of government
A number of different nations have adopted it as a way of enabling
regions with sharp different cultures and interest to join together as
one nation. The clearest examples are nations like Australia, Canada,
Germany and Switzerland also in Brazil, India and Mexico.
Osaghie (1990) also argues that an important characteristic which
distinguishes Federal character systems from non Federal systems is
contractual, non-concentration of power. According to him, in a Federal
state, there is an irrevocable division of power as a product of
constitutional compact among the nationalities or sub-communities that
compose the Federation.
Tekena Tamuno (1989:18), Federalism as a form of government where the
component units of a political organization participate in sharing
powers and functions in a cooperative manner though the combined forces
of ethnic pluralism and cultural diversity, among others, tend to pull
their people apart. Delicate arrangements of this kind were carefully
worked out, provide sufficient room for the co-existence of
centre-seeking and centre fleeing forces, peace, for lucky communities
which achieve and sustain measure of this, under these arrangements, is
not necessarily that of the grave, where people agree sometimes and
disagree sometimes, concerning the goals and means of co-operative
governments of this kind, friction and conflict resolution is quite
possible through the time and effective intervention of accredited
authorities and organs of government.
Professor Attahiru M. Jega (1999) gave a seemingly elementary but useful
definition of federalism, by saying a federal system is a government in
which the written constitution or an inviolable statutory precedent
specifies that certain fundamental authority adheres to a central
government and that other fundamental authority belongs to smaller
areas. (Eligwu, 1996: 88). In this sense, Federalism is essentially
about the distribution of political and economic decision making power
among constitutions units or levels of government. Some inferences can
be drawn from the above literatures on the concept of federalism; the
first is that the study of federalism is still in a state of partial
theory with the numerous writers, each speaking a language particular to
him. On close examination, it can be observed that no fundamental
disagreement exists among the scholar in their divergent approaches to
the topic. Each approach is a narrow perspective of the broad theme and
none by itself explains the totality of the federal concept. For
example, Wheare provides a legal framework of what constitutes a federal
constitution, Livingston looks beyond the surface to the social
diversities that the constitutional divisions of powers is supposed to
mirror, while Friedrich looks intensely at the actual operation of the
societal centripetal and centrifugal forces and how they affect the
constitutional arrangement.
On the whole it could be inferred that the existing literature that
pictures what is federal government and what is not, remains as blurred
as ever. The student of federalism is therefore in a sort of quandary.
But for the purpose of this study, the definition as given by K.C.
Wheare (1953) would be adopted as a working definition because it is
still not possible except by this Wheare’s definition to determine the
prerequisite of federalism and basis on which to establish which
countries are federal and which are not.
Local Government
This part will focus on the views of different scholars which forces us
to ask new questions; to consider views of diverse range of thinkers,
and provide access to competing explanations of what is really Local
Government.
Orewa (1992) sees local government as the lowest unit of administration
to whose laws and regulation, the communities who live in a defined
geographical area and with common social and political ties are subject.
The implication of this in his view is that, the territorial
jurisdiction of the local government has to be clearly determined and
defined to enable the residents of the local government aware of their
civic and financial claim for the provision of service and for
protection against health & hazard. He went further to state that,
local government is the product of decentralized administration.
Decentralization per se refers to the arrangement by which the
management of the public affairs of a country is shared by the
central/State provincial and the local government in such a manner that
the local government is given reasonable scope to raise funds and to use
its resource to provide a range of socio-economic services and
establish programmes to enhance the welfare of those resident in its
area of authority. (ibid).
In the view of the United Nations office for public administration Local
government is a political division of a nation or (in federal system),
state, which is constituted by law, and has control of local affairs,
including the power to impose taxes or exact labour for prescribed
purpose. The government of such an entity is elected or otherwise
locally selected (quoted in Ola 1984:7).
According to Ola (1984) who is in line with the above assertion,
indicates some elements which precipitate the establishment of local
government as the third tier of government;
-citizen’s participation in the management of local affairs
-efficient and equitable provision of essential service
– Resource mobilization for development purpose
He went further to explain that local government is a cooperate body
which can sue and can be sued. Thus, it has its own independent legal
existence. Local governments are distinguished from other social
institution due to judicial or legislative powers to make bye-laws and
regulations. It does not make substantial law but bye-laws and
regulation under the power derived from the constitution.
Ogunna (1976), sees the local government as a political authority which
is purposely created by law or constitution for local communities by
which they manage their local public affairs within the limits.
William Robson in Mahal (2006) asserts that local government involves
the conception of territorial, non-sovereign community possessing the
legal right and the necessary organization to regulate it own affairs.
This in turn presupposes the existence of a local authority with power
to act independently of external control as well as the participation of
the local community in the administration of its own affairs.
In the 1976 local government reform hand book, local government was
defined as Government at the local level exercised through
representative councils established by law to exercise specific power
within defined areas. These powers should give the council substantial
control over local affairs as well as the staff and institutional and
financial power to initiate and direct the provision of services and to
determine and implement project so as to complement the activities of
the state and federal government in their areas, and to ensure and
through devolution of function to council and through the active
participation of the people and their traditional institutions that
local initiatives and response
to local needs and condition are maximized.
Price (1975:160) sees local government as:
An attempt to make use of its citizens’ local loyalties by delegating
local function to local administrative bodies, which may be various
type, such as locally elected representative body, a recognized
traditional authority or local representative, with clearly defined
power of the central government.
Drain (2000) in his book “Local Government Administration”, perceives
local government as the lower level of government responsible for
domestic enhancement. To him, he said development must start from the
grassroots with an organized system and with public enlightment.
Development should be every body’s business, local government is the
government close to the people and that listens to the people. Local
government is therefore all about enhancement and agent of rural or
community development.
Odenigwe (1979) sees the local government in Nigeria as the ultimate
agency for mobilizing citizens and material resource for rural
development under the new system. Local governments are now in a better
position to mobilize, direct and co-ordinate the efforts of the people
on rural development.
Venkataranyaiga and Pattabhiram see the local government as
The administration of a locality a village, a town, a city or any other
area smaller than the state by a body representing local Inhabitants,
possessing a fairly large amount of authority, raising at least a part
of its revenue through local taxation and spending its income on service
which are regarded as local and therefore distinct from state and
central services.
According to L. Ademolekun and L. Rowland, (1979:1) sees the local
government as a tier of government with formal and unequivocal
recognition of local government as constituting a distinct level of
government with defined boundaries clearly stated functions and
provision. To el-borate on this definition above, being a tier means
that unlike before when local government was placed under the ministry
or department, with limited responsibilities, it is now regarded as the
third level of government and charged with greater and additional
responsibilities of mobilizing, sensitizing and harnessing the human and
material resource at the local level for the development of such
localities. As the third tier of government the local government now
enjoys the following autonomy.
Staff: the local government can now recruit, pay and discipline their staff through the local government service commission.
The local government now enjoys high level manpower unlike before.
Financial autonomy: the local government as a third tier of government
now gets its fiscal allocation from revenue allocation and mobilization
commission. It also exercise control over its annual budget.
Fiscal autonomy: it can now generate its own money through rent, rate and tolls.
From the assertions of all the scholars reviewed above, it is seen that
they all agree that the local government is a third tier of government
and as such is an agent of rural development.
Local Government Autonomy
There is a good deal of confusion and misinterpretation to what the term
“autonomy“ connotes, despite its regular usage, yet the real
understanding of the term leaves much to be desired. The numerous
scholars and government functionaries who used the term assumed that
their audience understands the concept furthermore; government’s reform
that is intended to preserve or extend local government autonomy ends up
short of their objectives because the full meaning of the term autonomy
has not been fully explained (Odunfa, 1991). Local government autonomy
is the freedom of the local government to recruit and manage its own
staff, raise and manage its own finances, make polices, laws and provide
services within the limits of its resources and functions without
interference from the federal and state government. The work of
different scholars will be reviewed on the meaning of local government
autonomy.
Nwabueze (1983) defines the autonomy under a federal system to mean
“each government enjoys a separate existence and independence from the
control of the other government. It is an autonomy which requires just
legal and physical existence of an apparatus of government like a
legislative assembly, Governor, Court e.t.c. but that each government
must exist not as an appendage of another government but as an
autonomous entity in the sense of being able to exercise its own will in
the conduct of its affairs free from direction of another government.
According to Nwabueze, autonomy would only be meaningful in a situation
whereby each level of government is not constitutionally bound to accept
dictation or directive from another.
In the view of the defunct centre for democratic studies local
government autonomy refers to “the relative discretion which local
government enjoys in regulating their own affairs the extent to which
local government are free from the control of the state and federal
government in the management of local affairs. In this contribution on
the literature of autonomy Davey (1991) opines that “local autonomy is
primarily concerned with the question of responsibilities, resources and
discretion conferred on the local authorities. As such discretion and
responsibility at the care of local government it presumes that local
government must poss. the power to take decision independent of external
control within the limits laid at own by the law. It must garner
efficient resumes particularly of finance to meet their responsibilities
put differently lead autonomy is the freedom of independence in clearly
defined issue, are as separate legal identity from other level of
government. In essence, when one talks of local government autonomy in
Nigeria’s policy we refer to the relative independence of local
government control by the state and federal governments. Therefore it is
the nature and structure of transactions or interaction between the
three levels of government that reveals the degree of local government
autonomy.
The autonomy of local government in African countries such as Nigeria is
more a theory than in practice. As Olowu (19988:71) succinctly puts it:
A battery of legal, financial and administrative controls… so called
“local government units”. In Most government in African have opted for
direct control by central government of the local government through
reality operate like field administrative units of central Government or
worse still exist as parallel institutions to the government’s field
administration controlled by both the central and field units.
The heavy dependence of local government in Nigeria for instance to
statutory allocation from the federal government whittles down the
autonomy of the former, it puts local government at the mercy of the
federal government. Furthermore, successive Nigerian government (both
federal & state) has interfered in the actual functioning of the
local government. For instance between 1984 and late 1987, local
government council were abolished and the administration of the affairs
of the local government were placed entirely on the sole administrator.
Again in 1991, the elected local government council were disbanded by
the military government of General Abacha and replaced with caretaker
committees.
Also the financial autonomy of local government has on many occasions
been confisticated by the State Government. This is currently the case
in Nigeria were some state government confisticate federal allocations
to local government and give whatever amount they like to the chairman
to run local government (Ezeani, 2004: 186).
In the critique of the government of the then Eastern Region of Nigeria, Akpan (1982:160)
By the use of these central government official in these roles, by limiting the financial and executive
powers and functions of local government to the whims and pleasures of
the central government by taking over control of staff serving local
government, by assuming the main financial responsibility for local
government services; Nigeria from independence practiced a veiled form
of integrated administration decentralization with the so-called local
government serving as nothing but mere arms and agents to the central
government.
It is no surprise therefore, that Ronald Wraith who has written
extensively on local government, once had to change the title of his
book from “local government in West Africa” to local administration in
West Africa” because he realized that in most cases that what exist in
West African countries were mere local administration rather than local
government (Wraith 1982: 224). Despite these far reaching measures as
recommended by the reforms especially 1976 thereby making it the bedrock
of modern local government system in Nigeria, one can safely assert
that the local government’s autonomy is more of a theory than in the
real practice of it and this is an impediment to its success. These in
the view of Olugbemi (1986) can be summarized as, Continued jurisdiction
of state government over the most important functions allocated to
local government in the guideline and as stipulated in the fourth
schedule of 1999 constitution of the Federal Republic of Nigeria. The
failure of the federal government to effect a more equitable sharing of
the tax field among the three levels of government. Continued imposition
of various central government controls in the selection of councilors,
in budgeting and budget control, in policy determination including the
determination of fiscal policies, in personnel management e.t.c. which
tend to diminish the value of government in local government.
1.6 Theoretical Framework
Theory has been defined as set of interrelated constructs, concepts,
propositions or ideas that presents a systematic view of a phenomenon by
specifying relations among variables with the purpose of explaining and
predicting the phenomenon (kerlinger 1977:57). Following from the
above, we can deduce that theory serves as a foundation of any social
science research. It provides a logical explanation of a phenomenon or
event and at the same time, predicting its possible outcome. Theoretical
framework on the other hand has been identified by Igwe (2005: 442-443)
as “the guide on the school of thought expressing some level or form of
existing relevant knowledge and adopted by the student or the
researcher as the foundation of his work. Chosen normally from any array
of political theories reviewed after thorough literature review.
Saliu (2004:9) had underscored the importance of theoretical framework
in social science as he holds that the importance of applying theories
to social science research efforts has long been realized. In view of
the scholars of the behavioral approach social science is not
scientifically based unless it is backed up by a theory.
Saliu further maintains that, “theoretical frame work” refers to the
conscious and deliberate decision that a researcher has made in terms of
the theory or a combination of theories, which guide his research
efforts. In view of the foregoing, and in bid to conduct a systematic
research, we shall anchor our investigation on the theory and persuasion
of the structural functional theory.
Structural functionalism as described by Haralambos and Holborn
(2004: 936-937) is a theoretical framework that is intended to explain
the basis for the maintenance of order and stability in society and the
relevant arrangement within the society which maintain from the
biological sciences was abinitio adopted as a mode of analysis by
Gabriel Almond. Almond contends that every political system has
structures that are there to perform certain functions. It goes further
to say that every political system involves structure and functions
according to Robert Marton (quoted in Nwaogu 2002: 47) are “those
observed consequences which make for the adaptation or adjustment of a
given system “structures on the other hand, refer to “the arrangement
within the system which perform the function” it is therefore evident in
the view expressed above that for the continued existence of a
political system, all structures must be allowed to perform its
functions allocated to it by the constitution freely.
Gabriel Almond the main proponent of this theory developed seven (7)
specific functions which every political system must perform;
Input functions
Political Socialization & Recruitment
Interest Articulation
Interest Aggregation
Political Communication
Output functions
Rule-Making
Rule-application
Rule adjudication. (Almond analyzed in Varma (1975: 209)
In collaborating Almond’s position, Varma (1975:211) holds that
structural functionalism revolves around two main concepts- functions
and structures, on the basis of which three questions could be posed,
– What basic functions are fulfilled in any given political system?
– By what structure?
– Under what conditions?
Following the above analysis the relevance of structural functional
theory in Nigeria Federalism and local government autonomy cannot be
overemphasized. In Nigeria, power is shared among the three level of
government (federal, state, and local) which in this regard are the
structures: these structure are expected to be taken care of by the
constitution taking cognizance of the notion that constitution is the
frame or composition of government, to the way in which a government is
actually structured in terms of its levels, the distribution of power
within it, the relations of the organs, and the procedures for
exercising powers (Nwabueze, 1993:1) inherent in Nwabueze’s view is that
constitution creates structures, assign roles or functions to them as
well as co-ordinates and regulates their respective and collective
activities and relationship with each other. In Nigeria federation, the
executive legislature and judiciary is assigned specific functions by
the constitution. Also the three levels of government, federal state and
local governments have their own powers delineated and delimited in the
constitution. It is expected that the levels of government performs
their respective functions as drawn in the constitution, the aim and
maintenance of order and stability which is about the most essential of
the state based on the liberal scholars, could have been achieved. Again
in a federal state, the various component units are equally structures
which are expected to perform certain functions. Since it is expected
that the central and regional government should exist independently and
also co-coordinately, and not a situation where the central government
assumes a dictatorial role on other levels, performing the functions the
regional government is to perform, it is then logical that all the
component units should be autonomous & economically viable as to
ensure uniformity in size of the government units as anything contrary
to this could suggest J.S. mills’ “law of instability” if a particular
structure is not viable there will certainly be limitations on the
functions it is expected to perform for the continuous existence of the
federation. Moreover, since the constitution has a pride of place in
federal practice, it then becomes imperative that the various structures
in a federation should participate in its making as this is also part
of their function. A deviation from this view, could amount to a
situation where the constitution will fail to reflect the aspiration of
the people. The constitution might as well fail to institutionalize the
appropriate structures whose functions it also ought to define and
delimit. In other words the constitution may even create structures, but
fail to assign appropriate functions to them. Furthermore, it is
important to note that the federal system of government has the local
government as the third tier and not an administration under any other
level of government as provided by the 1976 local government reform, and
also in the constitution (1999) 4th schedule, it assigns some functions
to the local government thus, in a federal system practice, the various
level of government are supposed to be sharing powers & functions
in such a way that power will not be concentrated or centralized on a
particular tier at the detriment of others. In line with structural
functional theory, if the local government is allowed with a full
autonomy to perform its function within its jurisdiction, in a way will
enhance service delivery at the grassroots. Both the input & output
functions should be performed simultaneously, output should be a product
of input function therefore constitution making as output functions
should reflect the inputs made by various structures. In a situation
where there is a deviation from this practice, structural defects set in
and if not properly managed, could lead to system decay.
1.7 Hypotheses
This research work is anchored on the following assumptions: It seems
Federalism guarantees local government autonomy. Nigeria local
government system (Ofu Local Government) is not autonomous. There is a
correlation between the granting of full autonomy to local government
(Ofu Local Government) and enhanced service delivery.
1.8 Method of Data Collection and Analysis
Just as a builder relies on a building plan and a voyager uses a compass
to guide his voyage. In this study, we adopt the use of both primary
and secondary source of data collection. The primary source was based on
personal interview with some Ofu local government officials’ while the
secondary source of data collection is also justified due to its
reliable and scientific facts and ideas must be supplemented with
empiricism.
The secondary source of data includes materials like; text books,
newspapers, magazines, government publications research papers, journals
handbooks, internet e.t.c.
Moreover, we shall adopt content analysis as our method of
investigation. This involves reading meaning into materials that are
collected for the purpose of achieving reliable and verifiable
conclusion.
1.9 Operationalization of Terms:
The following terms will be operationalized for a better understanding;
i. Federalism
ii. Local government
iii. Local government autonomy
iv. Functions
v. Structures
vi. Local government officials
i. Federalism: it is a system of government in a country otherwise
referred to as a federation, is a system of government in which the
political and socio-economic powers are shared between the central
government (referred to as federal government) and the co-ordinate
political sub-division of the country, referred to in Nigeria as region
but now referred to as states and local government.
ii. Local government: it is a government at the local level exercised
through representative council established by law to exercise specific
powers within defined areas. These powers should give the council
substantial control over local affairs as well as the staff,
institutional and financial powers to initiate and direct the provision
of service and to determine and implement projects so as to complement
the activities of the state and federal government in their areas and to
ensure through active participation of the people and their traditional
institution that local initiatives and responses to local needs are
maximized.
iii. Local government autonomy: is the freedom of the local government
to recruit and manage its own staff, raise and manage its own finances,
make policies, laws and provide service within the limits of its
resource and functions without interference from the federal and state
government.
iv. Functions: observed consequences which made for the adoption or adjustment of a given system.
v. Structure: the arrangement within the system which performs the functions.
vi. Local government reform: it is an attempt to re-organize the local
government so as to improve the whole activities at that level.
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